Spring 2024 fmiAgent Point Awards Invited Guest Registration

Note: This registration form is only for Special Guests Invited to the Spring 2024 fmiAgent Point Awards trip which have NOT qualified through the normal fmiAgent Point Awards guidelines. If you are a producer that will qualify or has qualified through the normal fmiAgent Point Awards, please do not complete this form.

*Single Occupants are charged at 200% fare.
**Only the Spacious Ocean View Balcony allows for more than 2 guests per stateroom.

Final Payment must be received by Financial Markets Inc no later than February 16, 2024. See Terms and Conditions for more details.

A $250 per person deposit must be received by Financial Markets Inc no later than December 15, 2023. I would prefer to pay this via:

Credit or Debit Card (Subject to 4% transaction fee)

Paper Check

Credit or Debit Card: Payments are subject to a 4% transaction fee. An invoice will be sent to registrant through PayPal Payment Processing Service upon processing your registration, for the total amount due, plus 4%.

Paper Check: Please mail check payable to Financial Markets Inc at: Financial Markets Inc PO Box 3980 Rapid City, SD 57709-3980 (Attn: Alicia Karas). There are no transaction fees for paper checks.

Room Category Desired

(See prices in table above)

Ocean View Balcony

Spacious Ocean View Balcony

Junior Suite

Guest 1 Information

(Booking Producer)

Full Legal Name(Required)

First Middle Last

Date of Birth(Required)

Email Address(Required)

Mobile Phone(Required)

May we text you prior to or during the trip to the above number?(Required)

Yes

Before trip only

During trip only

Please note that we will call mobile number if needed, regardless of permission to text, for important updates or emergencies.

Legal Residential Address

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code

US Passport Number

Expiration Date

Guest 2 Information

Leave Blank if None. Guests 2-4 are in ADDITION to the booking person.

Full Legal Name

First Middle Last

Date of Birth

Mobile Phone

May we text you prior to or during the trip to the above number?

Yes

Before trip only

During trip only

Please note that we will call mobile number if needed, regardless of permission to text, for important updates or emergencies.

Legal Residential Address

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code

US Passport Number

Expiration Date

Will you have any children/additional guests in attendance in your room?

Yes

Child 1 Information*

*all costs associated with additional persons beyond the qualifying producer and one (1) guest are the sole responsibility of the qualifying producer

Full Legal Name

First Middle Last

Date of Birth

Mobile Phone

May we text you prior to or during the trip to the above number?

Yes

Before trip only

During trip only

Please note that we will call mobile number if needed, regardless of permission to text, for important updates or emergencies.

US Passport Number

Expiration Date

Child 2 Information*

*all costs associated with additional persons beyond the qualifying producer and one (1) guest are the sole responsibility of the qualifying producer

Full Legal Name

First Middle Last

Date of Birth

Mobile Phone

May we text you prior to or during the trip to the above number?

Yes

Before trip only

During trip only

Please note that we will call mobile number if needed, regardless of permission to text, for important updates or emergencies.

US Passport Number

Expiration Date

Child 3 Information*

*all costs associated with additional persons beyond the qualifying producer and one (1) guest are the sole responsibility of the qualifying producer

Full Legal Name

First Middle Last

Date of Birth

Mobile Phone

May we text you prior to or during the trip to the above number?

Yes

Before trip only

During trip only

Please note that we will call mobile number if needed, regardless of permission to text, for important updates or emergencies.

US Passport Number

Expiration Date

Trip Details

Do you require an ADA accessible room?(Required)

Yes

Please describe ADA accessibility accommodations needed:

Any additional special requests or comments:

2023 FMIAGENT POINT AWARDS TRIP INVITED PRODUCER AGREEMENT

2023 FMIAGENT POINT AWARDS TRIP INVITED PRODUCER AGREEMENT Financial Markets Inc, a SD corporation with offices located at 1540 Samco Rd Suite A, Rapid City, SD, and Person(s) Invited to Register at https://www.fmiagent.com/spring-2024-fmiagent-point-awards-invited-guest-registration (“Invited Financial Professional”) hereby enter into this Agreement (the "Agreement") regarding the 2023 fmiAgent Point Awards trip via Royal Caribbean International (“Cruise Line”) Bermuda Cruise. 2023 fmiAgent Point Awards trip via Cruise Line trip detail: Dates: Saturday, May 4, 2024 through Thursday, May 9, 2024 Vessel: Royal Caribbean Liberty of the Seas Initial Embarkation Port: Cape Liberty (New York), New Jersey Enroute Destination Port: Royal Naval Dockyard, Bermuda Final Disembarkation Port: Cape Liberty (New York), New Jersey Financial Markets Inc agrees to provide services and/or professional recommendations as follows: Facilitate the booking of staterooms on the 2023 fmiAgent Point Awards trip via Cruise Line contingent upon receipt of timely deposit and full final payment as agreed upon within this Agreement. Financial Markets Inc is not engaged in making profit for travel accommodations or arrangements. Financial Markets Inc is providing the service explained herein to accommodate our business associates the opportunity to participate in the 2023 fmiAgent Point Awards trip group travel by invitation without qualifying through our normal promotion outlined at www.fmiAgent.com. Invited Financial Professional(s) agrees to the following: Agrees to be attentive to Financial Markets Inc communications. Give his/her due diligence to relevant travel warnings. Agrees to take responsibility for completing travel specific duties, including all arrangements and costs associated with travel to and from the cruise ship before, during, and after the cruise. Invited Financial Professional(s) agree to make full payment for their room(s) as noted in this Agreement upon acceptance. ROOM OPTIONS, COST, DEPOSIT: Stateroom Costs by Category Room Name Cost Ocean View Balcony (188sq/ft) Single Occupancy: $2600, Total Double Occupancy: $2600, Total Triple Occupancy: Not Allowed Quad Occupancy: Not Allowed Spacious Ocean View Balcony (207sq/ft) Single Occupancy: $3200, Total Double Occupancy: $3200, Total Triple Occupancy: $4000, Total Quad Occupancy: $4800, Total Junior Suite (299sq/ft) Single Occupancy: $3800, Total Double Occupancy: $3800, Total Triple Occupancy: Not Allowed Quad Occupancy: Not Allowed Deposit and Payment Schedule Deadline Amount By 12/15/2023 Single Occupancy: $250, Total Deposit Double Occupancy: $500, Total Deposit Triple Occupancy: $750, Total Deposit Quad Occupancy: $1000, Total Deposit By 03/04/2023 Balance Full Amount Indicated in “Stateroom Costs by Category” (Cost minus deposit already received) The price of the Cruise includes ship accommodations, ocean transportation, most meals, certain nonalcoholic beverages and most entertainment aboard the Vessel. Unless otherwise provided in this Agreement, the Cruise price does not include air transportation; transfers; optional shore and land excursions; meals and accommodations ashore; certain beverages; photographs; additional gratuities; telephone calls; specialty restaurants, onboard certain vessels; purchases from the ship stores or items of a personal nature, such as medical services, laundry, massages, spa treatments, hairstyling or manicures. Some of these items may be purchased separately. As provided more specifically in the Cruise Line Ticket Contract, departure and arrival times are not guaranteed and any part of the itinerary is subject to delay, and to port of call cancellation occasioned by weather conditions, exigencies of safe navigation, navigation through regulated waters, ports and channels and other causes beyond the control of the Cruise Line and may be changed at any time at the Cruise Line's sole discretion. In the event of a conflict between this Section and the Cruise Line Ticket Contract, the terms of the Cruise Line Ticket Contract shall govern. A copy of the current Cruise Line Ticket Contract is available at the Cruise Line website. Cruise Line will use commercially reasonable efforts to notify (via facsimile, email, consumer website post or otherwise) Financial Markets Inc and Invited Financial Professional(s) of any itinerary changes; provided, however, the Cruise Line and Financial Markets Inc is not responsible for any incorrect facsimile numbers or email addresses, inoperable facsimiles or the lack of receipt of any such itinerary change notice if such notice was sent by Cruise Line to Invited Financial Professional. Invited Financial Professional is also advised itinerary change notices are frequently posted on the Cruise Line consumer website. TERMS AND CONDITIONS: Invited Financial Professional(s) authorizes Financial Markets Inc to book a cruise room with Cruise Line on their behalf. Invited Financial Professional(s) accepts that Financial Markets Inc is NOT responsible for, nor will Invited Financial Professional(s) attempt to hold it liable for any injury, damage or loss suffered for any conditions, actions or omissions that are beyond the reasonable control of Financial Markets Inc. Invited Financial Professional(s) understands when traveling internationally all persons must have a valid passport book. Invited Financial Professional(s) understands a passport card is not valid for air travel. Depending on destination and the origin of Invited Financial Professional(s) passport, guests may need to obtain a visa. Proof of citizenship is required for travel outside the United States. In the unlikely event that a catastrophic situation should occur to redirect or reschedule travel plans and the supplier is unable to provide Invited Financial Professional(s) with the agreed upon travel services and/or products, Financial Markets Inc is not responsible for any damages, economic, social, emotional or otherwise. If Cruise Line is forced to cancel the Cruise due to Acts of God, breakdown of the Vessel, hostilities, blockades, labor conflicts, strikes aboard or ashore, restraint of rules principles or peoples, war, fire, collision, directions of underwriters, arrest, order or restraint by governmental authorities or others (including due to the actions of port officials or government-imposed travel restrictions), acts of terrorism, civil commotions, embargo, weather conditions or considerations of safety of the Vessel (of which the Cruise Vessel Master shall be the sole judge), foundering of the Vessel or breakdowns of or damage to its hull, machinery and fittings, inability to secure or failure of supplies including fuel, requisition of the Vessel, disease, epidemic or pandemic, or other circumstances beyond the Cruise Line’s control (including but not limited to a change in the Cruise Line fleet deployment caused by any of the aforementioned events) (collectively such causes shall be referred to as “Force Majeure Events”), the sole liability of Cruise Line, and/or the Vessel, shall be for a refund of all monies theretofore paid by the Financial Markets Inc to Cruise Line hereunder for all obligations not then performed or for which the Invited Financial Professional has not had benefit. CANCELLATION AND REFUND POLICY: Financial Markets Inc agrees to refund all monies as described above to the Invited Financial Professional, not to exceed the amount paid by the Invited Financial Professional to Financial Markets Inc. For the avoidance of doubt, under no circumstances will Cruise Line or Financial Markets Inc be obligated to refund any cancellation charges incurred pursuant to their cancellation policy as contracted between the Cruise Line and Financial Markets Inc as described here: Cancellation Charge Schedule If cancellation is made: Cancellation Charges Prior to 12/16/2023 Space may be cancelled without a charge Between 12/16/2023 and 03/04/2024 Deposit amounts of $250.00 per person for space cancelled Between 03/05/2024 and 03/26/2024 50% of total cruise fare (including the Non-Commissionable Cruise Fares) for space cancelled Between 03/27/2024 and 05/04/2024 No refund (except taxes, fees, port expenses and gratuities) ALL CANCELLATION REQUESTS MUST BE MADE IN WRITING VIA EMAIL, FACSIMILE OR US POSTAL SERVICE. CANCELLATION REQUESTS ARE NOT VALID UNLESS CONFIRMED IN WRITING BY FINANCIAL MARKETS INC. ASSUMPTION OF RISK: By accepting this Agreement, I/we Invited Financial Professional(s) acknowledge awareness that participation in the 2023 fmiAgent Point Awards trip carries with it certain inherent risks that cannot be eliminated regardless of the care taken to avoid injuries. The specific risks may vary depending on the activity in which I am participating. Invited Financial Professional(s) acknowledge that Financial Markets Inc makes no representation as to the safety or suitability of any activities in which Invited Financial Professional(s) may be invited to participate, nor will Financial Markets Inc make any other efforts to ensure my safety related to Invited Financial Professional(s) participation in activities. It is the responsibility of the Invited Financial Professional(s) to conduct any and all due diligence on any proposed activity Invited Financial Professional(s) may wish to participate in. Invited Financial Professional(s) has read the statements above and understands and appreciates these and other risks that are inherent in the 2023 fmiAgent Point Awards trip and associated activities. Invited Financial Professional(s) hereby asserts participation is voluntary and knowingly assumes all such risks. INDEMNIFICATION AND HOLD HARMLESS: Invited Financial Professional(s) agrees to indemnify and hold harmless all Parties from any liability, actions, causes of action, claims, or demands of any nature whatsoever, as a result of any personal injury, property damage, permanent disability, or death that may occur in connection with my participation in the 2023 fmiAgent Point Awards trip. SEVERABILITY: Invited Financial Professional(s) expressly agrees this Agreement is intended to be as broad and inclusive as is permitted by the law of the State of South Dakota and that if any portion thereof is held invalid, it is agreed that the balance shall, notwithstanding, continue in full legal force and effect.(Required)

2023 FMIAGENT POINT AWARDS TRIP INVITED PRODUCER AGREEMENT
Financial Markets Inc, a SD corporation with offices located at 1540 Samco Rd Suite A, Rapid City, SD, and Person(s) Invited to Register at https://www.fmiagent.com/spring-2024-fmiagent-point-awards-invited-guest-registration (“Invited Financial Professional”) hereby enter into this Agreement (the "Agreement") regarding the 2023 fmiAgent Point Awards trip via Royal Caribbean International (“Cruise Line”) Bermuda Cruise.

2023 fmiAgent Point Awards trip via Cruise Line trip detail:
Dates: Saturday, May 4, 2024 through Thursday, May 9, 2024
Vessel: Royal Caribbean Liberty of the Seas
Initial Embarkation Port: Cape Liberty (New York), New Jersey
Enroute Destination Port: Royal Naval Dockyard, Bermuda
Final Disembarkation Port: Cape Liberty (New York), New Jersey

Financial Markets Inc agrees to provide services and/or professional recommendations as follows:
Facilitate the booking of staterooms on the 2023 fmiAgent Point Awards trip via Cruise Line contingent upon receipt of timely deposit and full final payment as agreed upon within this Agreement.
Financial Markets Inc is not engaged in making profit for travel accommodations or arrangements. Financial Markets Inc is providing the service explained herein to accommodate our business associates the opportunity to participate in the 2023 fmiAgent Point Awards trip group travel by invitation without qualifying through our normal promotion outlined at www.fmiAgent.com.

Invited Financial Professional(s) agrees to the following:
Agrees to be attentive to Financial Markets Inc communications.
Give his/her due diligence to relevant travel warnings.
Agrees to take responsibility for completing travel specific duties, including all arrangements and costs associated with travel to and from the cruise ship before, during, and after the cruise.
Invited Financial Professional(s) agree to make full payment for their room(s) as noted in this Agreement upon acceptance.

ROOM OPTIONS, COST, DEPOSIT:
Stateroom Costs by Category

Room Name Cost

Ocean View Balcony (188sq/ft)
Single Occupancy: $2600, Total
Double Occupancy: $2600, Total
Triple Occupancy: Not Allowed
Quad Occupancy: Not Allowed

Spacious Ocean View Balcony (207sq/ft)
Single Occupancy: $3200, Total
Double Occupancy: $3200, Total
Triple Occupancy: $4000, Total
Quad Occupancy: $4800, Total

Junior Suite (299sq/ft)
Single Occupancy: $3800, Total
Double Occupancy: $3800, Total
Triple Occupancy: Not Allowed
Quad Occupancy: Not Allowed

Deposit and Payment Schedule
Deadline Amount

By 12/15/2023 Single Occupancy: $250, Total Deposit
Double Occupancy: $500, Total Deposit
Triple Occupancy: $750, Total Deposit
Quad Occupancy: $1000, Total Deposit

By 03/04/2023 Balance Full Amount Indicated in “Stateroom Costs by Category”
(Cost minus deposit already received)

The price of the Cruise includes ship accommodations, ocean transportation, most meals, certain nonalcoholic beverages and most entertainment aboard the Vessel. Unless otherwise provided in this Agreement, the Cruise price does not include air transportation; transfers; optional shore and land excursions; meals and accommodations ashore; certain beverages; photographs; additional gratuities; telephone calls; specialty restaurants, onboard certain vessels; purchases from the ship stores or items of a personal nature, such as medical services, laundry, massages, spa treatments, hairstyling or manicures. Some of these items may be purchased separately.
As provided more specifically in the Cruise Line Ticket Contract, departure and arrival times are not guaranteed and any part of the itinerary is subject to delay, and to port of call cancellation occasioned by weather conditions, exigencies of safe navigation, navigation through regulated waters, ports and channels and other causes beyond the control of the Cruise Line and may be changed at any time at the Cruise Line's sole discretion. In the event of a conflict between this Section and the Cruise Line Ticket Contract, the terms of the Cruise Line Ticket Contract shall govern. A copy of the current Cruise Line Ticket Contract is available at the Cruise Line website.
Cruise Line will use commercially reasonable efforts to notify (via facsimile, email, consumer website post or otherwise) Financial Markets Inc and Invited Financial Professional(s) of any itinerary changes; provided, however, the Cruise Line and Financial Markets Inc is not responsible for any incorrect facsimile numbers or email addresses, inoperable facsimiles or the lack of receipt of any such itinerary change notice if such notice was sent by Cruise Line to Invited Financial Professional. Invited Financial Professional is also advised itinerary change notices are frequently posted on the Cruise Line consumer website.

TERMS AND CONDITIONS:
Invited Financial Professional(s) authorizes Financial Markets Inc to book a cruise room with Cruise Line on their behalf. Invited Financial Professional(s) accepts that Financial Markets Inc is NOT responsible for, nor will Invited Financial Professional(s) attempt to hold it liable for any injury, damage or loss suffered for any conditions, actions or omissions that are beyond the reasonable control of Financial Markets Inc.
Invited Financial Professional(s) understands when traveling internationally all persons must have a valid passport book. Invited Financial Professional(s) understands a passport card is not valid for air travel. Depending on destination and the origin of Invited Financial Professional(s) passport, guests may need to obtain a visa. Proof of citizenship is required for travel outside the United States.
In the unlikely event that a catastrophic situation should occur to redirect or reschedule travel plans and the supplier is unable to provide Invited Financial Professional(s) with the agreed upon travel services and/or products, Financial Markets Inc is not responsible for any damages, economic, social, emotional or otherwise. If Cruise Line is forced to cancel the Cruise due to Acts of God, breakdown of the Vessel, hostilities, blockades, labor conflicts, strikes aboard or ashore, restraint of rules principles or peoples, war, fire, collision, directions of underwriters, arrest, order or restraint by governmental authorities or others (including due to the actions of port officials or government-imposed travel restrictions), acts of terrorism, civil commotions, embargo, weather conditions or considerations of safety of the Vessel (of which the Cruise Vessel Master shall be the sole judge), foundering of the Vessel or breakdowns of or damage to its hull, machinery and fittings, inability to secure or failure of supplies including fuel, requisition of the Vessel, disease, epidemic or pandemic, or other circumstances beyond the Cruise Line’s control (including but not limited to a change in the Cruise Line fleet deployment caused by any of the aforementioned events) (collectively such causes shall be referred to as “Force Majeure Events”), the sole liability of Cruise Line, and/or the Vessel, shall be for a refund of all monies theretofore paid by the Financial Markets Inc to Cruise Line hereunder for all obligations not then performed or for which the Invited Financial Professional has not had benefit.

CANCELLATION AND REFUND POLICY:
Financial Markets Inc agrees to refund all monies as described above to the Invited Financial Professional, not to exceed the amount paid by the Invited Financial Professional to Financial Markets Inc. For the avoidance of doubt, under no circumstances will Cruise Line or Financial Markets Inc be obligated to refund any cancellation charges incurred pursuant to their cancellation policy as contracted between the Cruise Line and Financial Markets Inc as described here:

Cancellation Charge Schedule
If cancellation is made: Cancellation Charges
Prior to 12/16/2023 Space may be cancelled without a charge
Between 12/16/2023 and 03/04/2024 Deposit amounts of $250.00 per person for space cancelled
Between 03/05/2024 and 03/26/2024 50% of total cruise fare (including the Non-Commissionable Cruise Fares) for space cancelled
Between 03/27/2024 and 05/04/2024 No refund (except taxes, fees, port expenses and gratuities)

ALL CANCELLATION REQUESTS MUST BE MADE IN WRITING VIA EMAIL, FACSIMILE OR US POSTAL SERVICE. CANCELLATION REQUESTS ARE NOT VALID UNLESS CONFIRMED IN WRITING BY FINANCIAL MARKETS INC.

ASSUMPTION OF RISK:
By accepting this Agreement, I/we Invited Financial Professional(s) acknowledge awareness that participation in the 2023 fmiAgent Point Awards trip carries with it certain inherent risks that cannot be eliminated regardless of the care taken to avoid injuries. The specific risks may vary depending on the activity in which I am participating. Invited Financial Professional(s) acknowledge that Financial Markets Inc makes no representation as to the safety or suitability of any activities in which Invited Financial Professional(s) may be invited to participate, nor will Financial Markets Inc make any other efforts to ensure my safety related to Invited Financial Professional(s) participation in activities. It is the responsibility of the Invited Financial Professional(s) to conduct any and all due diligence on any proposed activity Invited Financial Professional(s) may wish to participate in. Invited Financial Professional(s) has read the statements above and understands and appreciates these and other risks that are inherent in the 2023 fmiAgent Point Awards trip and associated activities. Invited Financial Professional(s) hereby asserts participation is voluntary and knowingly assumes all such risks.

INDEMNIFICATION AND HOLD HARMLESS:
Invited Financial Professional(s) agrees to indemnify and hold harmless all Parties from any liability, actions, causes of action, claims, or demands of any nature whatsoever, as a result of any personal injury, property damage, permanent disability, or death that may occur in connection with my participation in the 2023 fmiAgent Point Awards trip.

SEVERABILITY:
Invited Financial Professional(s) expressly agrees this Agreement is intended to be as broad and inclusive as is permitted by the law of the State of South Dakota and that if any portion thereof is held invalid, it is agreed that the balance shall, notwithstanding, continue in full legal force and effect.

I certify that the information provided in this registration is true and correct to the best of my knowledge. I fully understand and agree to the 2023 fmiAgent Point Awards Trip Invited Producer Agreement.